The hazard analysis and critical control point concept
Hazard
analysis and critical control point (HACCP) was
developed in the 1960’s primarily by the Pillsbury
Company to assure the safety of food manufactured for astronauts.
It uses a proactive preventative approach to all stages
of food manufacture including storage, distribution and
retail. This is potentially much more effective than traditional
end product testing in assuring safe food. Internationally
it has become the pre-eminent food safety management system.
It has become a legal requirement in many countries, particularly
for fish and meat products. Systems based on the principles
of HACCP have been incorporated into the EC food Hygiene
directives. New regulations from the EU come into force
on 1st January 2006; these will make systems based on HACCP
a legal requirement for all food businesses except those
in primary production. HACCP is a basic requirement of
food standards, such as the BRC Global Standard-Food.
Prior to developing a HACCP system a food business must
have in place effective prerequisite programmes, based
upon Good Manufacturing Practice (GMP) and Good Hygiene
Practice (GHP). These will provide a firm foundation for
the HACCP and will manage the low risk food safety hazards
as well as legal, quality and commercial issues. These
will be of site-wide relevance and not specific to a particular
step of the process, specific food safety hazards will
be managed through the HACCP system. Typical prerequisites
would include cleaning procedures, personal hygiene rules,
pest control and maintenance procedures. Effective prerequisite
programmes enable the HACCP system to focus on significant
food safety hazards, particularly at the critical points
of the process. Guidance on HACCP produced by the Codex Alimentarius Commission
in their Food Hygiene Basics Texts is widely used. Codex
defines 7 principles that should be followed by food businesses
developing and maintaining HACCP systems.
HACCP Principles
| PRINCIPLE
1 |
Conduct
a hazard analysis. Prepare a flow diagram of the steps
in the process. Identify and list the hazards with
their causes and specify the control measures. |
| PRINCIPLE
2 |
Determine the
critical control points (CCPs). A decision tree can
be used. |
| PRINCIPLE
3 |
Establish critical
limit(s) which must be met to ensure
that each CCP is under control. |
| PRINCIPLE
4 |
Establish a system
to monitor control of the CCP by
scheduled testing or observations. |
| PRINCIPLE
5 |
Establish the
corrective action to be taken when monitoring indicates
that a particular CCP is not under control or
is moving out of control. |
| PRINCIPLE
6 |
Establish procedures
for verification to confirm that the HACCP is working
effectively, which may include
appropriate supplementary tests, together with a review. |
| PRINCIPLE
7 |
Establish documentation
concerning all procedures and records appropriate to
these principles and their application. |
N.B. The wording given in italics is not included in
the principles of HACCP as documented by the Codex Alimentarius
Commission but is included here as additional explanatory
notes. Key Stages of application Codex also provides guidance on how to apply these principles
following a number of key stages.
It has been suggested that there are 14 key stages
| STAGE
1 |
Define
terms of reference/scope of the study |
| STAGE
2 |
Select the HACCP
team |
| STAGE
3 |
Describe the
product |
| STAGE
4 |
Identify intended
use |
| STAGE
5 |
Construct a flow
diagram |
| STAGE
6 |
On-site confirmation
of flow diagram |
| STAGE
7 |
List all potential
hazards associated with each process step, conduct
a hazard analysis and consider any measures to control |
| STAGE
8 |
Determine CCPs |
| STAGE
9 |
Establish critical
limits for each CCP |
| STAGE
10 |
Establish a monitoring
system for each CCP |
| STAGE
11 |
Establish a corrective
action plan |
| STAGE
12 |
Verification
including validation |
| STAGE
13 |
Review the HACCP
system |
| STAGE
14 |
Establish documentation
and record keeping |
A food manufacturer will need to identify and analyse
potential and realistic hazards at all stages of their
operation, typically from intake of raw materials to at
least despatch. Where relevant biological, chemical and
physical hazards should be considered. The business will
need to determine the measures it uses to control the significant
food safety hazards. Critical Control Points (CCPs) will
be determined using professional judgement and experience.
Critical limits must be set for the controls at the CCPs,
these must be monitored at an appropriate frequency. A
corrective action plan must be developed to enable effective
management of situations where critical limits are not
achieved. Procedures must be in place to ensure the HACCP
systems are working effectively and this must include review.
The business must prepare and use appropriate procedures
and records.
A number of organisations offer training in how to develop,
maintain and audit HACCP systems, many offer courses registered
with awarding bodies such as the Royal Institute of Public
Health (RIPH, www.riph.org.uk).
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REFERENCES
Anon. (2003). Food Hygiene Basic Texts (Third Edition).
Codex Alimentarius Commission.
Gaze, R. E. (Ed) (2003). HACCP: A Practical Guide (Third
Edition) Guideline 42. Campden & Chorleywood Food
Research Association. |
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